Thursday, June 12, 2014

[aaykarbhavan] Business standard and Business Line updates



Source  Business standard

Promoters cash in on bull run to get their pledged shares released


DEV CHATTERJEE & SACHIN P MAMPATTA

Mumbai, 12 June

The bull run on the stock markets and asset sales have helped promoters of a host of companies, including JSW, J P Power and United Spirits, get their pledged shares released from financial institutions and increasing their unpledged holding in their firms.

Since April 1, promoters of Jaiprakash Associates have released more than 225 million Jaiprakash Power Ventures shares (valued at 425 crore) pledged with lenders. This was after Jaiprakash sold its two hydro projects in Himachal Pradesh to Abu Dhabi- based Taqa to raise 10,500 crore in March this year. With this, the Gaurs successfully reduced their pledged shareholding by 7.7 per cent in JP Power Ventures, though the level of their total pledged shares is still high.

Similarly, steel baron Sajjan Jindal also managed to reduce his pledged shares in both flagship firm JSW Steel and JSW Energy.

The Securities and Exchange Board of India (Sebi) norms make it mandatory for promoters to declare their pledged shares with lenders to the stock markets. These shares are pledged with banks and financial institutions in lieu of loans; if the share prices fall, the promoters are asked to " top up" more shares.

"As the value of shares is going up, the mark- to - market value of borrowed capital companies have to keep with financing institutions is going down. This is resulting in some of the shares getting released," said Dilip Bhat, joint managing director of the Prabhudas Lilladher group.

Analysts say the percentage of promoter holding pledged with lenders provides interesting cues in identifying those whose financial health is showing signs of improvement or deterioration. " The high levels of pledges are a cause of concern for shareholders because if these stocks are invoked and sold in the market, the stock prices will tumble," says Ambit Capital's Gaurav Mehta in a report dated June 11. So, while the promoters of realty major Unitech managed to reduce their pledged shares, one of the firm's lenders, IDFC Ltd, also exercised its right to invoke the encumbrance with respect to 5.1 million shares ( 0.2 per

cent of outstanding shares). Turn to Page 19 > OPPORTUNE TIME

Pledged shares released ( net)

No of shares % of total Value* Company ( mn) equity in cr

>JP Power Ventures 225.20 7.70 425.66 >JSWEnergy 79.70 4.90 524.24 >Motherson Sumi 27.30 3.10 748.72 >Max India 7.90 3.00 190.60 >JSWSteel 6.90 2.90 807.91 >Unitech 44.40 1.70 94.94 >United Spirits 2.00 1.40 561.40 >Aurobindo Pharma 2.90 1.00 174.72 >Amara Raja Batteries 1.50 0.90 62.39 >Asian Paints 3.00 0.30 151.31

*Calculated according to the average market capitalisation since April 2014 Source: Ambit Capital, Capitaline, Ace Equity

 


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Click: Article continued from…Promoters cash in on bull run to get


Promoters cash in on bull run to get their pledged shares released


"On the whole, things may change for the better. The sectors where one has seen stocks bounce back 40- 50 per cent have given some relief to promoters," says P Phani Sekhar, fund manager ( portfolio management services) Angel Broking.

During the past few years of economic downturn, promoters' pledged shares have reached alarmingly high levels —of even 100 per cent. In a few cases, like GTL Infrastructure's, banks even invoked pledged shares and sold those in the markets as promoters defaulted on loan repayment. This led to substantial correction in share prices. A market source suggested financing institutions were also hedging their risk by increasing the mark- to- market requirements for smaller companies with more volatile share prices. This is being done to reduce the risk of any sudden downside. So, while larger companies are seeing their shares released sooner, smalland mid- cap ones are not getting asimilar benefit of higher valuations.

"Overall, the scenario as far as pledged shares are concerned is expected to improve considerably, in line with an improvement in the economic outlook and business prospects. Improvement is expected in capital goods and construction companies, where one might see some monetisation of assets," said Bhat.

Meanwhile, the promoters are even using the opportunity to cash in on the rise in their share prices. Billionaire Gautam Adani, whose wealth has grown $ 3.7 billion since January, pledged more shares held by Adani Enterprises, Adani Power and Adani Power.

Statistics show while group's flagship Adani Enterprises pledged 2.2 per cent of the total share capital of Adani Ports, it pledged 9.5 per cent of the total share capital of Adani Power. Adani needed funds to acquire Dhamra port (from L& T and Tata Steel) and invest in its Australian coal mining and railway projects.

Malvinder Singh, the promoter of Religare Enterprises, pledged 5.2 million shares of the company, while promoter firm MRHC Holdings pledged 0.25 million more shares to fund its financial services business, data collated by Ambit Capital show.

The Singhs have now pledged 35 per cent of the total share capital of the company with various lenders.

  

 

Madhu Kapur allowed to challenge YES Bank AGM resolutions


BS REPORTER

Mumbai, 12 June

The high court here on Thursday said Madhu Kapur, widow of YES Bank co- founder Ashok Kapur, would be allowed to challenge all the resolutions that might be approved at YES Bank's annual general meeting ( AGM) on Saturday.

At the AGM, shareholders will vote on seven resolutions, including the appointment of directors, which had first led Kapur to challenge Rana Kapoor, the bank's managing director and chief executive, in court.

It is expected the results of the vote will be known by June 15.

On Thursday, judge G S Patel also directed Rana Kapoor to share with Madhu Kapur the bank's communication with the Reserve Bank of India (RBI) and the Securities and Exchange Board of India ( Sebi). However, the court said the information provided to Kapur couldn't be circulated or put in the public domain.

YES Bank has sought approval from RBI and Sebi on moving Madhu Kapur out of the promoter category. "Madhu Kapur, being successor of the late Ashok Kapur, cannot be considered an Indian partner or India promoter and, accordingly, cannot inherit the rights under Articles of Association or the status of promoter of YES Bank," the bank had said in a statement in April.

Currently, Kapoor holds 11.87 per cent stake in YES Bank, while Madhu Kapur and her company own 10.37 per cent.

Dinyar Madan, Kapur's counsel, argued most of the resolutions being tabled for shareholder approval would have to be approved by the court. For instance, he said, the remuneration of directors Ravish Chopra and M R Srinivasan is to be approved by the board at the AGM, but their appointment had been challenged in court.

Ashok Kapur had co- founded YES Bank with his brother- in- law Rana Kapoor. Madhu Kapur and Bindu, Rana Kapoor's wife, are sisters.

Last year, Madhu Kapur had moved the Bombay High Court, claiming her right as co- promoter was violated, adding she wasnt consulted before the lender had appointed directors on its board.

The next hearing in the case is scheduled for June 23.

Currently, Rana Kapoor holds 11.87 per cent stake in YES Bank, while Madhu Kapur ( pictured) and her company own 10.37 per cent

 

Market regulator to cut minimum offer size to 400 crore 
To increase anchor investor quota for


NSUNDARESHA SUBRAMANIAN & SURAJEET DAS GUPTA

New Delhi, 12 June

The Securities and Exchange Board of India ( Sebi) is considering aproposal to introduce athreshold of 400 crore in the regulations governing the minimum offer size of initial public offerings ( IPOs).

This will help mid- sized companies, specially ones with private equity ( PE) investments, constrained by the present requirements.

This will be part of proposals the board will consider during its meeting later this month to rejuvenate the primary market, which has remained sleepy during the first half of the year. The Association of Investment Bankers of India ( AIBI) and the Primary Market Advisory Committee have been consulted on these moves.

It has been proposed the minimum offer for smaller companies would be 25 per cent of the total market cap or 400 crore, whichever is lower. Wherever the dilution is below 25 per cent, the remaining dilution shall be achieved in three years, it is proposed.

Sebi may seek changes to the Securities Contract Regulation ( Rules) to implement this.

At present, an issuer has to offer at least 25 per cent of the post- issue equity capital, if the total market capitalisation is less than 4,000 crore. Bigger companies are allowed to dilute 10 per cent with a condition these achieve 25 per cent float within three years.

Sebi is considering a proposal from AIBI to double the anchor investor bucket to 60 per cent of the quota available to qualified institutional bidders (QIBs) in a public issue.

This will help in building the issue book early and provide opportunity to the issuer to reward early investors.

The regulator wants the pricing of shares for preferential issues and qualified institutional placement ( QIP) to be based on the volume weighted average price instead of closing prices.

Market participants say closing prices are not a good benchmark for pricing.

The regulator also proposes changes to the offer for sale (OFS) of shares through the stock exchange mechanism to enable retail participation. Accordingly, 10 per cent of the issue size on such offers may be reserved for retail investors. Sebi also plans to extend the OFS mechanism to non- promoter shareholders and the pool of eligible companies may be increased to the top 200 by market capitalisation. This will enable large institutional shareholders to use the route to offload their shares in an effective manner.

IPOs, rejig pricing method for QIPs

 

Source   Business  Line

Ordinance to empower SEBI to become an Act

OUR BUREAU

TRAI, Polavaram Ordinances will also be converted into Acts: Venkaiah

NEW DELHI, JUNE 12:  

Three Ordinances, including one to empower SEBI to curb ponzi scheme, and removing legal hurdles for the appointment of Principal Secretary to the Prime Minister, will be converted into Acts during the Budget session starting next month.

"They will continue to be in force (till the next session)," the Parliamentary Affairs Minister M Venkaiah Naidu told reporters here. SEBI Ordinance was re-promulgated by the previous Government on March 29, while Polavaram Ordinance (under Andhra Pradesh Reorganisation Act) and TRAI Ordinance were promulgated last month.

Article 123 of the Constitution says that the President can promulgate an Ordinance between two sessions of Parliament, if the matter requires immediate action. An Ordinance has the same force and effect as an Act of Parliament. But, converting an Ordinance into an Act needs to be approved by both the houses of Parliament in the next session. Otherwise, the Ordinance expires six weeks from the time Parliament begins its session. The Government has already led all the three Ordinances in the Parliament and it needs to get them converted into Act by July 15.

SEBI ordinance

The Ordinance aims to provide more teeth to the capital market regulator SEBI to act against ponzi and fraudulent schemes, assessing call data record in securities related offences besides others. The Ordinance was brought in lieu of the Securities Laws (Amendment) Bill, 2013, which aims to amend three laws, namely, the SEBI Act, 1992, the Securities Contracts (Regulation) Act, 1956 and the Depositories Act, 1996. The previous Government failed to get amendment approved by the Parliament which resulted in re-promulgation twice.

TRAI ordinance

On May 28, the Government brought an Ordinance to amend the TRAI Act to allow former Chairpersons to hold Government jobs post retirement. This was done to pave way for Nripendra Misra to take over as the Principal Secretary to Prime Minister Narendra Modi.

Under the earlier rule, the TRAI Chairperson or any member could not take further employment under the Central Government or any State Government after ceasing to hold office. Misra, a UP-cadre IAS officer of the 1967 batch, was Chairman of TRAI from March 2006 to 2009. But the Ordinance allowed former Chairperson and members to take employment two years after they demit office. The Ordinance also permits them to get employed in the private sector other than telecom companies during this cooling off period. The earlier law had banned employment across all commercial entities.

Polavaram ordinance

On May 29, the Government promulgated an ordinance to pave way for the transfer of 136 villages, 211 hamlets and seven mandals of Khammam district to the State of Andhra Pradesh to execute the Polavaram project.

The Ordinance on Polavaram was necessitated as the proposal is not part of the Andhra Pradesh Reorganisation Act, 2014 approved by Parliament in the last session of the 15th Lok Sabha as the UPA government chose to make it as an after thought.

(This article was published on June 12, 2014)

 


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A.Rengarajan

Company  Secretary

Chennai

93810  11200

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