Tuesday, May 6, 2014

[aaykarbhavan] Business standard updates



 News  in  Brief 

 

Now, independent bank a/ c for minors

These  are  some  of  the  highlights   For  more  read   Business  standard  article  appended  below


Minors  above  age  of  10  can    open   a  savings  bank account  and  operate  the account.   Banks  can  fix  the  limits  for  withdrawal.  No  overdraft  will  be  allowed.  

RBI  has advised  banks refrain  from  charging  penal  charges  on inoperative a/ c for non- maintenance of minimum balance


Sweeping changes in comex ownership

Forward  market  commission  has announced  sweeping changes  in  commodity  exchange  ownership   These  are  some  of  the  Highlights.  For  more  read   Business  standard  article  appended  below

-          Banks  Financial  institutions   exchanges  and   depositories  could  hold  up  to  15%    The  new  norms  will  come  into  immediate effect.

-          The  concept  of  anchor  investor  has been  done  away

-          Any shareholder of the exchange can also trade on the same exchange but in that case he cannot hold a board seat on that exchange.

-          FMC  has  given  45  days  to  all  exchanges  revised ownership and net worth norms in their memorandam and articles of association and report that to the commission by June 23

-          Exchanges that do not have net worth of at least 100 crore have been given three years to adhere to this

-          FMC  also said  51%  of  the  paid  up  capital of  an exchange  to  be owned  by  public.   Foreign  investors  hold  up  to  49%  out  of  the  49%   26%  is  Foreign  Direct  investment  and  23%  is  Foreign  institutional  investors  ( FII) . Fungibility between the two segments isn't allowed

-          Domestic  investor  cap  has  been  fixed  at 5%  and  stock and commodity exchanges, depositories, banks, insurance companies and public financial institutions can hold up to 15 per cent

-          board seats of these exchanges cannot be held by trading/ clearing members and foreign investors        

 

 

 

Now, independent bank a/ c for minors


ECONOMY 1

>RBI also bars penalty on inoperative a/ c for non- maintenance of minimum balance

BS REPORTER Mumbai, 6 May

The Reserve Bank of India (RBI) has allowed minors above the age of 10 to open a savings bank account independently. Till now, minors could open such accounts only with their mothers as guardian.

"Minors above the age of 10 years may be allowed to open and operate savings bank accounts independently, if they so desire," the central bank said, adding the move was aimed at promoting the objective of financial inclusion and also to bring uniformity among banks in opening and operating minors' accounts.

RBI said banks were free to offer additional banking facilities such as internet banking, ATM/ debit card, cheque book facility, etc, subject to the safeguards that minor accounts were not allowed to be overdrawn and that these always remain in credit.

KR Kamath, chairman and managing director of Punjab National Bank, said many children were quite adept at operating computers and could use debit cards. So allowing them to operate accounts independently with certain safeguards was an apt step for spreading financial services.

Banks are free to fix limits in terms of age or amount that a minor can withdraw or deposit independently. Lenders are also free to decide the minimum documentation that is needed for opening such accounts.

"Banks may, however, keeping in view their risk management systems, fix limits in terms of age and amount up to which minors may be allowed to operate the deposit accounts independently," the circular added.

Apart from this, a savings, recurring or a fixed deposit account can be opened by a minor of any age under the guardianship of parents.

Separately, RBI also said banks could not levy penalty on customers for non- maintenance of minimum balance if the account was inoperative.

"It is advised that henceforth banks are not permitted to levy penal charges for nonmaintenance of minimum balances in any inoperative account," RBI said.

In the monetary policy last month, RBI had advised banks to refrain from charging apenalty. " Banks should not take undue advantage of customer difficulty or inattention.

Instead of levying penal charges for non- maintenance of minimum balance in ordinary savings bank accounts, banks should limit services available on such accounts to those available to basic savings bank deposit accounts and restore the services when the balances improve to the minimum required level," RBI had said.

Banks generally charge a penalty on dormant accounts or for non- maintenance of the minimum balance which in the case of private sector banks could be as high as 10,000.

However, banks believe that this might increase the cost for bankers and as a result consumers might end up paying more for other services such as cheque books, ATM withdrawals etc. Aditya Puri, managing director, HDFC Bank, had earlier said, " The consumer will end up paying more in the alternative. Let us say the minimum balance is 10,000 and we earn four per cent on it. For 400, we give you cheque books for the full year, ATM transactions, the account balance and statements.

Break- even for the bank to provide those services is 30,000." "If you have consumer interest in mind, you will not push this because the alternative is, then you are charged for these services. If I start charging you for these, you will end up paying more. It is implied that if you dont charge on nonmaintenance of minimum balance, you are authorised to charge on the transaction," Puri added.

NO PARENTAL GUIDANCE REQUIRED FOR ABOVE 10- YEAR- OLDS

RBI said banks were free to offer additional banking facilities subject to the safeguards that accounts of minors were not allowed to be overdrawn and that these always remain in credit

 

 

Sweeping changes in comex ownership

BS REPORTER

Mumbai, 6 May

In what will institutionalise the ownership of commodity exchanges, the Forward Markets Commission ( FMC) on Tuesday announced sweeping changes in the guidelines in this regard. It said banks, financial institutions, exchanges or depositories could hold up to 15 per cent stake in a commodity exchange. The new norms, which come into force with immediate effect, also mandate these exchanges have to maintain net worth of 100 crore on acontinuous basis.

The concept of anchor investor has been done away with and restrictions on members/ brokers who aren't able to trade have also been removed. Any shareholder of the exchange can also trade on the same exchange but in that case he cannot hold a board seat on that exchange.

The new norms, resembling those in the securities market, mandate withdrawing the voting rights of an entity declared unfit to run an exchange; the FMC also asked exchanges to freeze their voting rights and divest the stake of such entities.

The new norms will have a bearing on Financial Technologies India Ltd ( FTIL)' s stake sale in Multi Commodity Exchange ( MCX). An FTIL spokesperson said, " The legality of issuing guidelines under the FC( R) Act is already before the Bombay High Court and despite that FMC has issued another set of norms which are exceeding the provisions of the FC( R) Act 1952 and are hence ultra vires. We are affected more directly as our original entry conditions are being changed mid- course to further compel us to exit our shareholding under policy distress. The timing, content and haste in the announcement of the revised norms leave doubts over their purpose." Also, several exchanges have to start enhancing their net worth and align with the new ownership norms, which could lead to many deals in the commodity exchange space. Except MCX and National Commodity & Derivatives Exchange ( NCDEX), most exchanges have seen erosion of new worth; now, these will have to be boosted.

FMC has given 45 days to all exchanges to accommodate the revised ownership and net worth norms in their memoranda and articles of association and report that to the commission by June 23.

Exchanges that do not have net worth of at least 100 crore have been given three years to adhere to this; till then these exchanges cannot distribute profits to shareholders.

FMC also said 51 per cent of the paid- up equity of an exchange should be owned by the public. For foreign investors, the limit has been set at 49 per cent. Of this, up to 26 per cent is for foreign direct investment, while 23 per cent is for foreign institutional investors. Fungibility between the two segments isn't allowed.

The cap for domestic investors has been kept at five per cent, though stock and commodity exchanges, depositories, banks, insurance companies and public financial institutions can hold up to 15 per cent. This will pave the way for the National Stock Exchange increasing its holding in NCDEX from 10 per cent to 15 per cent.

Several public sector units and public financial institutions hold up to 26 per cent stake in commodity exchanges. These entities have been given five years to adhere to the new norms. Institutions that have been allowed to hold 15 per cent equity in comexes are those regulated by financial regulators while PSUs are not regulated and hence they can hold up to five per cent.

For all types of foreign investors, the investment limit has been fixed at up to five per cent. Clearing corporations have been barred from holding rights and stakes in commodity exchanges. Also, board seats of these exchanges cannot be held by trading/ clearing members and foreign investors. Earlier, a shareholder of the exchange wasn't allowed to trade on the exchange in which the entity held equity. The new guidelines have no such restrictions, in line with norms in the securities market.

Soon after the FMC announced these guidelines, the FTIL stock soared, hitting the five per cent upper circuit to close at 299.95 on the BSE. The MCX stock rose 3.34 per cent to close at 543.75 on hopes the FTIL stake sale would gain momentum.

SHARLEEN D'SOUZA & JAYSHREE PYASI

Mumbai, 6 May

Reliance Capital ( R- Cap), earlier the highest bidder for a majority stake in Multi Commodity Exchange ( MCX), might not be interested under the new regulations for commodity exchanges.

According to the new rules notified by the Forward Markets Commission on Tuesday, no person shall, individually or together with persons acting in concert, hold more than five per cent of the paidup equity in a recognised commodity exchange except six types of entities which are banks, exchanges, etc. This means RCap, being a company, can't bid for more than five per cent stake in MCX.

The only other way it can buy is through its insurance arm, Reliance Insurance, as the FMC guidelines allow commodity exchanges, a stock exchange, adepository, a banking company, an insurance company and a public financial institution. " We will not be interested in bidding for only five per cent stake and doing it via Reliance Insurance also does not seem feasible," said a source in the know, on condition of anonymity.

R- Cap was the highest bidder for the 24 per cent stake in MCX of Financial Technologies ( FTIL), the anchor investor, at 750 a share. It was the most vocal of all the bidders and had raised issues of corporate governance at MCX.

Kotak Mahindra Bank had initially bid for 24 per cent stake, which the bank has to now cut to 15 per cent. The bidding process had taken a hit after the adverse PwC audit report on MCX. FTIL was declared in December to be ' not fit and proper' to own more than a limited stake in any commodity exchange. since it had 99.9 per cent stake in crisis- hit National Spot Exchange.

R- Cap may quit race for MCX stake MCX SHAREHOLDING

(As of March 2014)

Source: Capitaline Compiled by BS Research Bureau

26.00 Financial Technologies (Promoter) 13.53 Financial institutions/ banks 7.54 Foreign corporate bodies/ OCBs/ FBC 19.87 Foreign institutional investors 11.47 Corporate bodies/ noninstitutions 19.70 Retail 1.89 Others

(% stake)

 


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CS A Rengarajan
9381011200

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